CFTC
Merrill Lynch fined for lapses in responding to regulatory data requests
Merrill Lynch, Pierce, Fenner & Smith has been fined $300,000 by the U.S. Commodity Futures Trading Commission (CFTC) to settle…
US and UK regulators to collaborate on fintech innovation
The US Commodity Futures Trading Commission (CFTC) has signed an arrangement with the UK Financial Conduct Authority (FCA) to collaborate…
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