ASIC
ASIC approves naming of financial firms engaged in disputes
The Australian Securities and Investments Commission (ASIC) has given the go-ahead to a new rule that will enable the Australian Financial…
UK and Australia watchdogs ink new pact for cooperation after Brexit
The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) have signed memoranda of understanding (MoU)…
AMP sued by ASIC over alleged failures in insurance advice
AMP Financial Planning (AMPFP) has been sued by the Australian Securities and Investments Commission (ASIC) over charges of failing to…
Dubai and Australia regulators sign fintech cooperation pact
The Dubai Financial Services Authority (DFSA) and the Australian Securities and Investments Commission (ASIC) have inked an agreement to promote…
Australia and China regulators sign fintech pact
The Australian Securities and Investments Commission (ASIC) has signed an agreement with China Securities Regulatory Commission (CSRC) to bolster fintech…
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Australia and Swiss regulators sign fintech cooperation agreement
The Australian Securities and Investments Commission (ASIC) and the Swiss Financial Markets Authority (FINMA) have inked an agreement to foster…
Australia’s securities regulator launches data strategy
The Australian Securities and Investments Commission (ASIC) has unveiled a new strategy that highlights how the regulator will capture, share…
Abu Dhabi, Australia regulators sign fintech cooperation agreement
The Abu Dhabi Global Market (ADGM) Financial Services Regulatory Authority (FSRA) and Australian Securities and Investments Commission (ASIC) have inked…
Japan and Australia regulators collaborate on fintech
The Japan Financial Services Agency (JFSA) and Australian Securities and Investments Commission (ASIC) have completed a framework for collaboration in…
Australia and Hong regulators sign fintech cooperation pact
The Securities and Futures Commission (SFC) of Hong Kong and Australian Securities & Investments Commission (ASIC) have inked an agreement…