British investment management firm Hargreave Hale has implemented Dion Global Solutions’ Mifid II solution.
The investment manager already uses a range of wealth management modules from Dion such as investment management, order management, asset administration, fees processing, corporate actions notifications, client communication portal, and reporting.
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Hargreave Hale joint managing director Stuart Brookes said: “Dion Global’s ability to remain proactive as opposed to reactive with regards to MiFID II compliance has allowed us to focus on growing our business without system readiness being our primary concern.
“Their new technologies have allowed us to improve our STP rates, grow our client base and have oversight via the newest module ‘Analytics’ which provides us with Management Information at our finger tips.”
Dion global head of wealth management Kean Williams said: “Hargreave Hale has strong growth plans and embraces the role technology can play in supporting their strategy. Our new cloud based modules also allow a speed of deployment that gives Hargreave Hale and other clients quicker access to the significant business benefits that our solutions provide.”
Hargreave Hale has been an early adopter of the new rules, as the deadline of 3 January 2018 for MiFID II compliance comes nearer.
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